One size does not fit all!
We know your firm is unique, and so are your compliance needs. We also know they will change as you grow; we will grow with you.
We will provide your firm with a seasoned independent compliance officer and a team of supporting professionals who will exceed your expectations.
You can maintain your own in-house CCO, and we will support that person and assist in maintaining and growing your firm's compliance infrastructure.
3iCO, LLC
Counsel, Principal, CEO, and Board Member
Tel: 917.913.5619 | lflanagan@3icollc.com
Counsel at Royer Cooper Cohen Braunfeld LLC
3iCO, LLC
Counsel, Principal, COO, and Board Member
Tel: 781.771.6032 | jdausch@3icollc.com
Counsel at Royer Cooper Cohen Braunfeld LLC
Explore our publications and news section to stay informed about the latest developments relevant to your business.
Brad Jacobson
Managing Director
3iCO is unique because it has a deep understanding of not only compliance but also the legalities of business in general. 3iCO allows us to focus on our clients and grow our firm without worrying about compliance.
Rick Zwiot
President and CIO
3iCO is a well-credentialed team of compliance professionals that has significant experience in overseeing the business activities of registered investment advisors.
Eduardo Mordujovich
Chief Compliance Officer
3iCO has been a consistently valuable resource and has helped us to upgrade policies and procedures, address regulatory changes, and navigate a variety of compliance issues in real time with actionable, practical advice. Having been charged with overhauling a compliance program, 3iCO has been a g
Eduardo Mordujovich
Chief Compliance Officer
3iCO has been a consistently valuable resource and has helped us to upgrade policies and procedures, address regulatory changes, and navigate a variety of compliance issues in real time with actionable, practical advice. Having been charged with overhauling a compliance program, 3iCO has been a great sounding board for me and a team player. It is helpful that our consultant is an attorney, and her legal and regulatory background has been key to the success of our relationship. 3iCO rounds out our compliance department, providing depth of knowledge and breadth of experience. Thankful for the 3iCO brain trust at our fingertips.